Assessing Monitoring and Evaluation of PharmaceuticalsServices – PST06211 Monitoring and Evaluation of Medicine Use

NTA Level 6 • Semester 2 • PST06211

Assessing Monitoring and Evaluation of PharmaceuticalsServices

Monitoring and Evaluation of Medicine Use • Source Session/Topic 3
Full source-text version: all educational wording from the extracted learning source is retained; only presenter/tutor metadata and web-layout noise are removed, while formatting is improved for readability.

Session 3: Assessing Monitoring and Evaluation of

PharmaceuticalsServices

Total Session Time: 120 minutes + 2 hours of Assignment

Prerequisites

• None

Learning Tasks

By the end of this session students are expected to be able to:

• List components of WHO operational package for assessing monitoring and evaluation of

country pharmaceutical situations

• Explain each component of WHO operational package for assessing monitoring and

evaluation of country pharmaceutical situations

Resources Needed:

• Flip charts, marker pens, and masking tape
• Black/white board and chalk/whiteboard markers
• Computer and LCD projector
• Handout 3.1 :Components of the WHO Operational Package for Assessing, Monitoring and

Evaluation CountryPharmaceutical Situation

SESSION OVERVIEW

Activity/

Step Time Content

Method

1 05 minutes Presentation Introduction, Learning Tasks

20 minutes List of Components of WHO Operational

Presentation

2 Package for Assessing Monitoring and

Buzzing

Evaluation of Pharmaceutical

85 minutes Presentation Explanation of Component of WHO

3 Small Group Operational Package for Assessing Monitoring

Discussion and Evaluation of Pharmaceutical

4 05 minutes Presentation Key Points

5 05 minutes Presentation Evaluation

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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SESSION CONTENTS

STEP 1: Presentation of Session Title and Learning Tasks (5 minutes)

READ or ASK students to read the learning tasks and clarify

ASK students if they have any questions before continuing.

STEP 2: Components of WHO Operational Package for Assessing

Monitoring and Evaluation of Pharmaceutical (20 minutes)

Activity: Buzzing (5 minutes)

ASK students to pair up and buzz on the following question for 2 minutes

• What are the components of WHO operational package for assessing monitoring and

evaluation of pharmaceutical situations?

ALLOW few pairs to respond and let other pairs to add on points not mentioned

WRITE their response on the flip chart/board

CLARIFY and SUMMARIZE by using the content below

• The WHO Operational Package for Assessing, Monitoring and Evaluating Country

Pharmaceutical Situations is intended as a useful tool for researchers, policy-makers,

planners and others who need to use standardized measurement tools to gather data and

other information.

• The WHO process for pharmaceutical monitoring and assessment uses a hierarchical

approach with three groups of indicators.

• The components of the WHO Operational Package for Assessing, Monitoring and

Evaluationof CountryPharmaceutical Situations include the following;

o Pharmaceutical indicators for monitoring and assessment

 Level I core indicators.

 Level II facility-based core indicators

 Level III indicators

o Preparing the survey (Level II – facility survey)

o Training data collectors

o The survey

o Data processing, analysis and reporting

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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STEP 3: Explanation on Each Component of WHO Package for Assessing

Monitoring and Evaluation of Pharmaceutical(85minutes)

Activity: Small group discussion (30 minutes)

ASK students to form small manageable group and discuss the following questions

• What are pharmaceutical indicator for monitoring and assessment?

ALLOW few pairs to respond and let other pairs to add on points not mentioned

WRITE their response on the flip chart/board

CLARIFY and SUMMARIZE by using the content below

• Pharmaceutical indicators for monitoring and assessment

o Given the complexity of the pharmaceutical sector, a systematic method of gathering

data is very important for assessing access, quality and rational use of medicines.

o There are multiple, cross-cutting factors that can influence access and rational use of

quality medicines, and a variety of strategies that countries can adopt and implement to

improve their pharmaceutical situations.

o Indicators have been developed for monitoring national medicines policies (NMPs)

that enable systematic assessment, evaluation and monitoring of the formulation and

implementation of pharmaceutical policies and programmes.

o These can be used to:

 Assess country capacity, such as available infrastructure, logistics and human

resources to support the pharmaceutical sector and implement NMPs;

 monitor the implementation of NMPs;

 measure the impact of implementation strategies; and

 Evaluate progress towards identified objectives.

o All stakeholders in the pharmaceutical sector can use indicator-based assessment of

the pharmaceutical situation to inform priorities and set targets.

o Indicators provide policy-makers and managers with a clear picture of national and

institutional problems. Policy-makers and managers can refer to study results when

developing strategies to strengthen the pharmaceutical sector

o Information and data can be used to:

 Formulate or revise the NMP.

 Assess the quality of governance, such as systems and mechanisms that

would safeguard against vulnerability to corruption.

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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 Encourage and facilitate cooperation between the different main players in a

o Level I indicators provide a rapid means of obtaining information on the existing

infrastructure and key processes of each component of the pharmaceutical sector.

 These indicators are assessed using a short questionnaire completed at the national

level.

o Level IIindicators

 Provide systematic data on access and rational use of quality

medicines through facility-based surveys.

 Systematic survey processes to collect data on these indicators are contained in WHO

package.

 A population-based survey has been developed as part of the current process and is

discussed in a separate document, Manual for the Household Survey to Measure

Access and Use of Medicines.

o Preparing the survey (Level II – facility survey)

 The survey of Level II indicators is a very important part of monitoring the

pharmaceutical sector because these indicators measure the outcome and impact of

pharmaceutical programmes in a country.

 Adequate preparation is needed and data collectors must be trained.

o Coordination and survey coordinator

 A national coordinator should be selected to take charge of the overall coordination of

the Level II survey, to oversee the survey process, data analysis, reporting and

presentation of results.

 The coordinator has to go through the manual carefully, covering concepts of

assessment, monitoring, indicators and how to carry out a systematic survey.

• Training data collectors

o Selecting data collectors- Based on experience, the most effective data collectors are

those with clinicalexperience such as physicians, nurses, pharmacists or paramedical

staff

o Health ministry/department staff and temporary employees with some health-related

background and experience are possible candidates.

o It can also be useful to select data collectors from different parts of the country to reflect

language differences and enable a more diverse sampling of geographical areas–this

could also resolve any concerns data collectors may have about travelling to unfamiliar

areas.

o Data collection is the most crucial part of the monitoring process. For accuracy and

reliability of information and indicator measurement, the data collectors must be well

trained.

o Training should focus on ensuring data collectors have a common understanding of the

required information and know how to gather the data and complete the survey forms in

a standardized fashion.

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

23

• The survey

o Notifying facilities to be visited- Obtain permission from officials

responsible for public health facilities.

o In some cases verbal permission may be sufficient; in others it may be necessary to send

a formal letter.

o Data collectors must be properly introduced to the facility (both for the field test and

actual survey) through an endorsement letter from the health ministry or department or

the WHO country office.

• Data processing, analysis and reporting:

o What to do with the results.The coordinator should oversee the analysis of the data and

the writing of the report.

o Guidance and a suggested report outline are provided below.

o Data processing should be carefully planned.

o Even before data collection begins, the necessary resources and a person to tabulate the

data and do the computations must be identified.

o Computation of Level II facility indicators

 During the survey, the coordinator must check the accuracy of data and

information reported as far as possible in the field

 The data entered on the Survey Forms should be calculated following the

instructions and formulas on each of the Survey Forms.

 These should be checked for completeness and consistency before making the

final calculations and analysis. Data coding and entry must be double-checked.

o Analysis and interpretation of Level I and Level II facility indicators

 Using the information from the Level I questionnaire and data from Level II

facility Summary Forms, the country pharmaceutical situation can be analysed and

discussed.

 The information in the Level I questionnaire can be used to discuss the existing

pharmaceutical sector structures, and what activities and strategies have been and

are being implemented in the country.

o Written report

 A report should be prepared in order to disseminate the information obtained.

 This report is an important source of information and a basis for decisions on

medicine policy and strategies.

 It should be persuasive and well prepared.

 The results must be discussed in a comprehensive and systematic manner, taking

into account the objectives and strategies of the medicine policy.

 Clear recommendations should be included, based on the study findings.

Refer students to Handout3.1: Components of the WHO Operational Package for

Assessing, Monitoring and Evaluation CountryPharmaceutical Situation

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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STEP 4: Key Points (5 minutes)

• The components of the WHO operational package for assessing and monitoring includes;

o Pharmaceutical indicators for monitoring and assessment

o Preparing the survey (Level II – facility survey)

o Training data collectors

o The survey

o Data processing, analysis and reporting

• Level II indicators provide systematic data on access and rational use of quality

medicines through facility-based surveys

• Level I indicators provide a rapid means of obtaining information on the existing

infrastructure and key processes of each component of the pharmaceutical sector.

STEP 5: Evaluation (5 minutes)

• What are the components of WHO operational package for assessing and monitoring

country pharmaceutical situation?

• What are pharmaceutical indicators for monitoring and assessment?

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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References

Quick, J. D. (1997). Managing drug supply the selection, procurement, distribution and use of

pharmaceuticals. West Hartford, CT: KumarianPress.Bartsch, S. (2007).

The Global Fund to Fight AIDS, Tuberculosis and Malaria. Global Health Governance and the

Fight Against HIV/AIDS,146-171. doi:10.1057/9780230591349

WHO Operational package for assessing, monitoring and evaluating country pharmaceutical

situations. (2015, November 20). Retrieved from

https://www.who.int/medicines/publications/WHO_TCM_2007.2/en/

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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Handout 3.1: Components of the WHO Operational Package for

Assessing, Monitoring and Evaluation CountryPharmaceutical

Situation

Pharmaceutical indicators for monitoring and assessment

• Monitoring NMPs is a complex task. While important, it is difficult to establish a

sustainable system of regular monitoring. Resources are not consistently allocated to

this task and there is limited advocacy for a culture of monitoring. Further, many

efforts to develop monitoring tools have been exhaustive, but impractical.

• In the past,most monitoring tools included indicators that were difficult to collect, especially

if this was done regularly.

• A number of indicator-based monitoring tools now exist. Indicators for Monitoring

National Drug Policies, a WHO manual, includes approximately 120 indicators covering

structure, process and outcomes of various NMP components. Several countries have

used it to monitor and evaluate their pharmaceutical situations. Another set of

indicators, developed by Management Sciences for Health,8 focuses on rapid

assessment of strengths and weaknesses in the pharmaceutical sector. The WHO

manual ―How to Investigate Drug Use in Health Facilities‖ has been used extensively in

many countries.

• This document, WHO Operational Package for Assessing, Monitoring and Evaluating

Country Pharmaceutical Situations. Guide for Coordinators and Data Collectors, was

developed to provide a practical indicator-based tool that can be implemented

regularly without investing large amounts of human or financial resources. This

package relies on a hierarchical approach to monitoring built around three groups of

core indicators.

• The core indicators are easy to collect using standardized methodologies, small samples of

data and simple survey techniques. These core

indicators systematically measure the most important information needed to gain a

comprehensive picture of the pharmaceutical situation in a country.

• Grouping monitoring indicators by level (Level I and Level II) has the following

advantages:

• It offers flexibility to those interested in information on the country

pharmaceutical situation:

• Rapid assessment of key pharmaceutical components;
• Monitoring outcome and achievement of key objectives of the

pharmaceutical policy; and in-depth assessment of specific system components.

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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• It provides practical methods for regularly monitoring NMPs and their

components.

• It encourages regular reporting and exchange of pharmaceutical information

among facilities, districts, regions, government and nongovernmental agencies

as well as international organizations.

• Level I indicators provide a rapid means of obtaining information on the existing

infrastructure and key processes of each component of the pharmaceutical sector.

These indicators are assessed using a short questionnaire completed at the national

level.

• Level II indicators provide systematic data on access and rational use of quality

medicines through facility-based surveys. Systematic survey processes to collect data

on these indicators are contained in this package. A population-based survey has been

developed as part of the current process and is discussed in a separate document,

Manual for the Household Survey to Measure Access and Use of Medicines.

• Level I core indicators

The Level I core indicators are used to assess existing structures and processes in a

national pharmaceutical system. They provide a method to rapidly assess the

implementation of NMPs and their components.

• For Level I indicators, a knowledgeable informant can coordinate the gathering of

information. Most data will be available within the Ministry of Health, although data

on intellectual property rights protection may require consultation with the responsible

ministry.

• Data collection does not require field surveys and information can easily be

updated periodically, for example every two years.

Data from Level I indicators can be used to array the achievements and weaknesses of

individual pharmaceutical systems and to illustrate common sectoral strategies and

approaches. Many WHO Member States have submitted data from the Level I

questionnaire to EDM. The WHO MedNet can be consulted to compare results over

time and among countries. Comparisons among countries can be particularly

interesting and convincing for policy-makers. The questionnaire on Level I indicators is

included as Annex 1. The indicators in this questionnaire are summarized below.

• Level II facility-based core indicators

o The Level II facility core outcome indicators support the Level I structure and process

indicators by providing specific data about important pharmaceutical outcomes. This

set of indicators requires field surveys. For data to be collected accurately and reliably,

attention must be paid to appropriate survey design, sampling and data gathering

techniques. In selecting the core outcome indicators, consideration was given to the

need to obtain the most relevant information from as limited a data collection process

as possible

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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o These indicators measure the degree of attainment of strategic pharmaceutical

objectives: improved access, quality and rational use. Access is measured in terms of

the availability and affordability of essential medicines, especially to the poor and in

the public sector. Measuring the actual quality of medicines by testing samples can be

expensive. Instead, the presence of expired medicines on pharmacy shelves and the

adequacy of handling and conservation conditions of medicines are used as indicators

of quality. Finally, rational use is measured by examining prescribing and dispensing

habits and the implementation of key strategies such as standard treatment guidelines

(STGs) and essential medicines lists (EMLs).

o Level II indicators are measured in public health facilities, private drug outlets, and in

warehouses supplying the public sector.

o The survey of Level II indicators is a very important part of monitoring the

pharmaceutical sector because these indicators measure the outcome and impact of

pharmaceutical programmes in a country

• Preparing the survey (Level II – facility survey)

the survey of Level II indicators is a very important part of monitoring the

pharmaceutical sector because these indicators measure the outcome and impact of

pharmaceutical programmes in a country. Adequate preparation is needed and data

collectors must be trained.

• Coordination and survey coordinator

A national coordinator should be selected to take charge of the overall coordination of

the Level II survey, to oversee the survey process, data analysis, reporting and

presentation of results. The coordinator should be someone who is knowledgeable

about the pharmaceutical sector and experienced in conducting surveys. A thorough

working knowledge of the pharmaceutical sector will help to ensure that important

aspects of the sector are not overlooked in planning for the Level II survey. The results

of the Level I questionnaire will also inform the planning process.

o The roles and functions of the coordinator include:Communicating with government

officials and other local agencies to gain approval for the survey and to request

personnel who will do the survey; Communicating with officials and health facilities to

be visited for the field test and for the actual survey; Selecting geographical areas and

identifying facilities to be surveyed; Allocating budget and, if necessary, requesting

financial (Annex 4,) and technical support. Be sure that main components, such as data

collector training, the survey itself, including transport and per diem details, analysis and

dissemination of results, are covered; Coordinating and identifying sources of

information for the Level I questionnaireon structures and processes of the country

pharmaceutical situation;

• Identifying country-specific items on the survey forms, for example, the key

basket of medicines, treatment guidelines; Preparing all the necessary materials for training,

the field test, and survey of Level II indicators;

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

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• Providing training and arranging the field test exercise for Level II data collectors;

Supervising the actual survey of Level II indicators; Checking that survey forms are

completed correctly and in full;

• Checking the computations on the survey forms;
• Coordinating completion of the summary forms, analysing results, writing of

the report, and presenting/giving feedback of the results to appropriate groups

• Training data collectors
• Selecting data collectors
• Based on experience, the most effective data collectors are those with clinical

experience such as physicians, nurses, pharmacists or paramedical staff. Health

ministry/department staff and temporary employees with some health-related

background and experience are possible candidates. It can also be useful to select data

collectors from different parts of the country to reflect language differences and enable

a more diverse sampling of geographical areas–this could also resolve any concerns

data collectors may have about travelling to unfamiliar areas. In all, 10 data collectors

will be needed–one team of two data collectors for each geographical area.

• The survey

o Notifying facilities to be visited

 Obtain permission from officials responsible for public health

facilities. In some cases verbal permission may be sufficient; in

others it may be necessary to send formal letter.

 Data collectors must be properly introduced to the facility (both for the

field test and actual survey) through an endorsement letter from the health

ministry/department or the

• Data processing, analysis and reporting:

o The coordinator should oversee the analysis of the data and the writing of the report.

Guidance and a suggested report outline are provided below.

Data processing should be carefully planned. Even before data collection begins, the

necessary resources and a person to encode/tabulate the data and do the computations

must be identified.

PST 06211 Monitoring and Evaluation of Medicines Use NTA Level 6 Semester 2 Facilitator Guide

30

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