Analysis and Statement of the Problem
Session 9: Analysis and Statement of the Problem
Total Session Time: 120 minutes
Prerequisites
None
Learning Tasks
By the end of this session students are expected to be able to:
Identify factors contributed to the problem.
Clarify the relationship between the problem and contributing factors.
Decide on the scope and focus of the research
Formulate the problem statement
Resources Needed
Flip charts, marker pens, and masking tape
Black/white board and chalk/whiteboard markers
Computer and LCD Projector
Handout 9.1: Formulating the Problem Statement
Handout 9.2: Sample Problem Analysis Diagram
SESSION OVERVIEW
Activity/
Step Time Content
Method
1 05 minutes Presentation Introduction, Learning Tasks
Presentation Factors Contributed to the Problem.
2 30 minutes
Group discussion
Presentation Relationship Between the Problem and
3 15 minutes Contributing Factors.
Brainstorming
4 10 minutes Presentation The Scope and Focus of the Research
45minutes Presentation Formulation of the Problem Statement
5
Group discussion
6 05 minutes Presentation Key Points
7 05 minutes Presentation Evaluation
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8 05 minutes Presentation Assignment
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SESSION CONTENTS
STEP1: Presentation of Session Title and Learning Tasks (5 minutes)
READ or ASK students to read the learning tasks and clarify
ASK students if they have any questions before continuing
STEP 2: Factors Contributed to the Problem (30 minutes)
Activity: Small Group Discussion (20 minutes)
DIVIDE students into small manageable groups
ASK students to discuss on the following question
‘What are the factors contributed to the problem you have selected?
ALLOW students to discuss for 10 minutes
ALLOW few groups to present and the rest to add points not mentioned
CLARIFY and SUMMARIZE by using the contents below
Analyzing the problem is a very crucial step in designing the research because it:
Enables those concerned to pool their knowledge of the problem
Clarifies the problem and the possible factors that may be contributing to it
Facilitates decisions concerning the focus and scope of the research
The factors contributed to the problem
o You have to specify and describe the core problem you selected after prioritization
Quantify the selected problem. After identifying the core problem, you should:
o Identify factors that may have contributed to the problem.
o Clarify the relationship between the problem and contributing factors
o It is helpful to visualize these inter relationships in the form of a diagram.
o The basic principles of constructing such a diagram are illustrated below
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Identify further contributing factors.
o Extend the problem analysis diagram further by identifying additional factors that
could have contributed to or aggravated the problem.
o It may be possible to identify several ‗generations‘ of predisposing factors, by asking
‗but why‘
Organise related factors together into larger categories and develop final draft diagram.
For example
o Many researchers group contributing factors into four main categories:
Socio-cultural factors
Economic factors
Service-related factors
Disease-related factors
STEP 3: Relationship Between the Problem and Contributing Factors
(15 minutes)
Activity: Buzzing (5 minutes)
ASK students to pair up and buzz on the following question for 2 minutes
What is the relationship between the problem and contributing factors?
ALLOW few pairs to respond and let other pairs to add on points not mentioned
WRITE their response on the flip chart/board
CLARIFY and SUMMARIZE by using the content below
The relationships between contributing factors and the problem can be indicated by
arrows
o One-way arrow (for cause-effect relationships) or
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o Two-way arrows (for mutual relationships)
The core problem can be identified by drawing a double line around it
STEP 4: The Scope and Focus of the Research (10 minutes)
Scoping is figuring out what, exactly, to explore for a study
Decide on the focus and scope of the research
Not necessary to research on all factors if too many
STEP 5: Formulation of the Problem Statement (45 minutes)
Activity: Small Group Discussion (25 minutes)
DIVIDE students into small manageable groups
ASK students to formulate statement of the problem they have selected from prioritization
ALLOW them to discuss for 15 minutes
ALLOW few groups to present and the rest to add points not mentioned
CLARIFY and SUMMARIZE by using the contents below
What information should be included in the statement of the problem?
status and the health-care system in the country/district in as far as these are relevant to the
problem. Include a few illustrative statistics, if available, to help describe the context in
which the problem occurs.
what should be) and of the size, distribution and severity of the problem (who is affected,
where, since when, and what are the consequences for those affected and for the services).
For a descriptive study you will elaborate the different components of the problem.
certain factors need more investigation if the problem is to be fully understood.
well they have worked, and why further research is needed (justification for your study).
information will be used to help solve the problem.
problem.
Writing the statement of the problem
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necessary, before preparing the written text for the problem statement.
not have. Part of the literature review, if not all, may be included in the statement of the
problem.
country and/or district in which the study takes place can be best done at the end, after a
thorough description of the problem, to avoid irrelevant background data. It will be placed
at the beginning of the problem statement.
STEP 6: Key Points (5 minutes)
economic factors, service-related factors and disease-related factors
report, literature and other relevant information available.
STEP 7: Evaluation (5 minutes)
What is the relationship between the problem and contributing factors?
What information do you need to include in the statement of problem?
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STEP 8: Assignment (5 minutes)
Activity: Take Home Individual Assignment (5 minutes)
ASK each student to work on the following Assignment
ALLOCATE time for students to do the assignments and submit
REFER students to recommended reference
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References
Hardon A, Boonmongkon P, and Streefland P. et al (editors)(2001). Applied Health research,
Anthropology of health and health care (3rd Ed.): Amsterdam, The Netherlands: Het
Spinhuis Publishers,
Kothari C.R (1985). Research Methodology – Methods and techniques, (2nd ed): New Delhi,
India: Wiley Eastern Limited
Varkevisser, C. M, Pathmanathan, I and Brownlee, A (1991). Designing and Conducting
Health Systems Research Projects, Vol. 2 Part I.:Ottawa, Canada: IDRC
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Handout 9.1 Formulating the problem Statement
Importance of a Well-Defined Problem
o A poorly defined research problem leads to confusion.
o A well-defined research problem statement leads to:
Statement of research objectives
Hypotheses
Definition of key variables
Selection of a methodology for measuring the variables
Foundation for the further development of the research proposal
Ease in finding find information and reports of similar studies from which your
own study design can benefit
Systematic justification for undertaking the proposed research, and what the
researcher he/she hope to achieve with the study results
This is important to highlight when you present your project to community
members, health staff, relevant ministries and donor agencies who need to support
your study or give their consent.
Statement of the Problem Includes:
o Identification, definition, and justification of the research problem
o One of the most important first tasks of research is to identify and clearly define the
problem you wish to study.
o If you are uncertain about the research problem or if you are not clear in your own
mind about what you want to study, others who read your proposal will also be
uncertain.
o Problem Identification and definition
o While it is always possible to guess why a problem exists, guesses are often wrong
and usually do not provide a firm basis for designing a research study.
o A far better way to define a problem situation is to review relevant literature, examine
current service statistics, seek educated opinions from persons concerned about the
problem, and obtain probable reasons for the problem from social, economic, or
health theory.
o Follow this general procedure when identifying and defining a problem situation:
Start with a simple statement of the problem situation.
Add details as you review the literature, review theoretical concepts, and
investigate the problem in greater depth.
Simplify the focus by identifying the most important aspects of the problem that
are researchable.
Make a first attempt at identifying the problem situation by using the following format:
o Problem Situation: Write a small, simple paragraph that identifies the problem.
o Discrepancy: State the discrepancy between what is and what should be.
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o Problem Question: Write down the central problem question.
o Possible Answers: Write two or more plausible answers to the problem question.
From the available research literature, health and behavioral theory, current service
statistics, educated opinions and other sources of information, try to add details to the
problem situation you have just identified. Look for theoretical concepts and operational
variables that you may have missed. List these concepts and variables on a piece of paper
as you come across them. Try to answer
the following questions:
o What are the incidence and prevalence of the problem?
o Which geographic areas are affected by the problem? Which population groups are
affected by the problem?
o What are the findings of other research studies?
o What has been done to overcome the problem in the past?
o How successful were past efforts to overcome the problem?
o What seem to be major unanswered questions about the problem?
With the information you have collected from a literature review and other sources,
rewrite your statement identifying and defining the problem. Use the format described
above:
o Problem Situation, Discrepancy, Problem Question, and Possible Answers
o Add details that help to define the problem but organize the information. Try to
establish the boundaries of the problem.
o Focus your attention on the most important, researchable aspects of the problem.
Have one or more colleagues read your final statement identifying and defining the
problem situation. If they are unclear about the problem situation or cannot describe the
discrepancy between what is and what should be, then go back to the beginning and start
all over again.
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Handout 9.2: Sample Problem Diagram
Figure below shows the initial problem diagram on Irrational drug use
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