Research Sampling – PST06210 Operational Research

NTA Level 6 • Semester 2 • PST06210

Research Sampling

Operational Research • Source Session/Topic 13
Full source-text version: all educational wording from the extracted learning source is retained; only presenter/tutor metadata and web-layout noise are removed, while formatting is improved for readability.

Session 13: Research Sampling

Total Session Time: 120 minutes + 240 minutes assignment

Prerequisites

 None

Learning Tasks

By the end of this session students are expected to be able to:

 Define the common terms used in sampling

 Identify the population(s) to be studied

 Describe common methods of sampling

 Explain reasons for sampling

 Describe source of bias in sampling that should be avoided

Resources Needed

 Flip charts, marker pens, and masking tape

 Black/white board and chalk/whiteboard markers

 Computer and LCD Projector

 Handout 13.1: Types of sampling methods and when to use it

SESSION OVERVIEW

Activity/

Step Time Content

Method

1 05 minutes Presentation Introduction, Learning Tasks

2 20 minutes Presentation Definition of the Common Terms Used in Sampling

20 minutes Presentation Identification of the Population(s) to be Studied

3

Buzzing

35 minutes Presentation

4 Group Common Methods of Sampling

discussion

5 10 minutes Presentation Reasons for Sampling

6 15 minutes Presentation Source of Bias in Sampling that Should be Avoided

7 05 minutes Presentation Key Points

8 05 minutes Presentation Evaluation

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9 05 minutes Presentation Assignment

SESSION CONTENTS

STEP1: Presentation of Session Title and Learning Tasks (5 minutes)

READ or ASK students to read the learning tasks and clarify

ASK students if they have any questions before continuing

STEP 2: Definition of Common Terms Used in Sampling (20 minutes)

• Sampling: Process of selecting a number of study units from a defined study population.

o For studies which involve only small numbers of people all of them can be included

in the investigation.

o For research which focuses on a large population, for practical reasons, it is only

possible to include some of its members in the investigation. It is important to draw a

sample from the total population.

 Sampling unit

o A single section selected to research and gather statistics of the whole.

o For example, when studying a group of college students, a single student could be a

sampling unit.

o Unit of selection in the sampling process, e.g. Person, a school, a household, etc.

 Sampling frame

o a list of units from which a sample is to be picked

 Sampling fraction (sampling ratio)

o a proportion of sampling units to be picked from a specified sampling frame

= number units in a sample

number of units in sampling frame

 Sampling interval

o An interval at which units are picked from a sampling frame when systematic

sampling is done.

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STEP 3: Identifying the Population (s) to be Studied (20 minutes)

Activity: Buzzing (5 minutes)

ASK students to pair up and buzz on the following question for 2 minutes

 ‘What is study population?

ALLOW few pairs to respond and let other pairs to add on points not mentioned

WRITE their response on the flip chart/board

CLARIFY and SUMMARIZE by using the content below

 Study population

o Collective of study units for which the values of the varieties of interest could

possibly be determined.

o In identifying the population(s) to be studied we must consider the following questions:

 What is the group of people (STUDY POPULATION) we are interested in from

which we want to draw a sample?

 How many people do we need in our sample?

 How will these people be selected?

 Sample is a subset of study population selected to participate in the research when

whole study population cannot be reached

o The study population has to be clearly defined (for example, according to age, sex, and

residence.) Otherwise we cannot do the sampling

o Each study population consists of STUDY UNITS. The way we define our study

population and our study unit depends on the problem we want to investigate and on the

objectives of the study

• Representativeness

o If researchers want to draw conclusions which are valid for the whole study

population, which requires a quantitative study design, they should take care to draw a

sample in such a way that it is representative of that population.

o A representative sample has all the important characteristics of the population from

which it is drawn

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Figure 1: Relationship between population and sample

STEP 4: Common Methods of Sampling (35 minutes)

Activity: Small Group Discussion (20 minutes)

DIVIDE students into small manageable groups

ASK students to discuss on the following question

• What are the common methods of sampling?

ALLOW students to discuss for 10 minutes

ALLOW few groups to present and the rest to add points not mentioned

CLARIFY and SUMMARIZE by using the contents below

 The common methods of sampling are:

 Two types of sampling probability and non-probability

o Non-probability

o Probability (random sampling)

• Probability Sampling (Quantitative Data)

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o Involves using random selection procedures, to ensure that each unit of the sample is

chosen on the basis of chance.

o All units of the study population should have an equal, or at least a known chance of

being included in the sample.

o Requires listing of all study units exist or can be compiled. This listing is called the

sampling frame.

• Types of random or probability sampling

o Simple random sampling

o Systematic sampling

o Stratified sampling

o Cluster sampling

o Multistage sampling

• Simple Random Sampling

To select a simple random sample, you need to:

o Make or search for an existing numbered list of all the units in the population from

which you want to draw a sample (sampling frame).

o Decide on the size of the sample.

o Select required number of sampling units, using a lottery method.

o For example, a simple random sample of 50 students is to be selected from a school of

250 students. Using a list of all 250 students, each student is given a number (1 to

250), and these numbers are written on small pieces of paper. All the 250 papers are

put in a box, after which the box is shaken vigorously, to ensure randomization. Then

50 papers are taken out of the box, and the numbers are recorded. The students

belonging to these numbers will constitute the sample.

• Systematic Sampling

o Individuals are chosen at regular intervals (for example every fifth) from the sampling

frame.

o Ideally a number to tell where to start selecting individuals from the list is randomly

selected.

For example, a systematic sample is to be selected from 1200 students of a school. The

sample size selected is 100. The sampling fraction is:

100 (= sample size) = 1
1200 (= study population) 12

The sampling interval is therefore 12.

The number of the first student to be included in the sample is chosen randomly

• Stratified Sampling

o If it is important that the sample includes representative study units of small groups

with specific characteristics, then sampling frame must be divided into groups, or

strata, according to these characteristics.

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o For example, residents from urban and rural areas, or different religious or ethnic

group

o Random or systematic samples of a pre-determined size will have to be obtained from

each group (stratum).

• Cluster Sampling

o The selection of groups of study units (clusters) instead of the selection of study units

individually.

o Clusters are often geographic units (e.g. districts, villages) or organizational units (e.g.

clinics, training groups).

• Multi-Stage Sampling

o A multi-stage sampling procedure is carried out in phases and it usually involves

more than one sampling method. Example selecting one region out of 26 then select 4

councils out of 7 in the selected region. In the 4 selected councils, the researcher

selects 3 wards out of 8 then two villages are selected from the 3 wards. The selection

method in each stage could be random or systematic.

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• Sampling Methods for Qualitative Data (Non-probability)
• Non-probability sampling is:

o Unequal chance of being included in the sample (nonrandom)

o It is a sampling process in which the samples are selected for specific purpose with a

predetermined basis for of selection

o Purposeful sampling strategies for qualitative studies

o Extreme case sampling

o Maximum variation sampling

o Homogeneous sampling

o Critical case sampling

o Snowball or chain sampling

• Sample size: Number of subjects selected to represent a given study population

o Sample Size in Qualitative Studies

 There are no fixed rules for sample size in qualitative research.

 The size of the sample depends on what you try to find out, and from what

different informants or perspectives

o If you want to explore how you can involve mothers in your HC catchment area

you try to find that out. For example:

 effectively in early detection and treatment of pneumonia, you might decide to

conduct some FGDs to assess mothers‘ knowledge, attitudes and practices with

respect to antimalarials.

 You could start with two FGDs among lowly educated mothers and two among

mothers with more education (who usually are of higher socio-economic status).

o If research objective is more complex e.g., attitudes of males and females towards

family planning, and has policy implications for a larger area, your sample will be

bigger. You might start with four FGDs, two among males and two among females,

subdivided according to socio-economic status.

• In exploratory studies, the sample size is therefore estimated beforehand as precisely as

possible, but not determined.

• Tips for Determining Sample Size

o The desirable sample size depends on the expected variation in the data (of the most

important variables).

o The more varied the data are the larger the sample size needed to attain the desired

level of accuracy.

• The desirable sample size also depends on the number of cells in the cross tabulations.
• A rough guideline is to have at least 5 to 10 study units per cell. For example:

o After conducting FGDs and in-depth interviews in the study on attitudes of men and

women towards family planning you might decide to conduct a bigger survey.

o If the exploratory study revealed that age and education appear to be important factors

determining FP use, compare FP use in groups with different levels of education and

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of different ages.

o If you split each of these variables up in three categories, and you select four

categories of informants (male users/ spouses of female users; female users; male

non-users, female non-users) you would have 12 cells in each table. In order to obtain

5-10 answers per cell you would require 60-120 informants in each research area.

• The eventual sample size is usually a compromise between what is desirable and what is

feasible.

Refer students to Handout 13.1: Types of sampling and when to use it

STEP 5: Reasons for Sampling (15 minutes)

Reasons for sampling

• Sampling is necessary when the study population is very big and the resources are not

adequate to reach everyone in the population

• To avoid or minimize bias
• Sampling can save time and money. A sample study is usually less expensive than a

census study and produces results at a relatively faster speed.

• Sampling may enable more accurate measurements for a sample study is generally

conducted by trained and experienced investigators.

• Sampling remains the only way when population contains infinitely many members.
• Sampling remains the only choice when a test involves the destruction of the item under

study

• Sampling usually enables to estimate the sampling errors and, thus, assists in obtaining

information concerning some characteristic of the population

STEP 6: Sources of Bias in Sampling that Should be Avoided (15 minutes)

• Bias refers to systematic error in sampling procedures, which leads to a distortion in the

results of the Study can be a consequence of improper sampling procedures, which result

in the sample not being representative of the study population.

• There are several possible sources of bias that may arise when sampling. The most well

known source is non-response.

o The bigger the non-response rate, the more necessary it becomes to take remedial

action.

o It is important in any study to mention the non-response rate and to honestly discuss

whether and how the non-response might have influenced the results.

• Some Biases in Sampling

o Studying volunteers only: The fact that volunteers are motivated to participate in the

study may mean that they are also different from the study population on the factors

being studied.

o It is better to avoid using non-random selection procedures that introduce such an

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element of choice.

• Sampling of registered patients only: Patients reporting to a clinic are likely to differ

systematically from people seeking alternative treatments.

• Missing cases of short duration: In studies of the prevalence of disease, cases of short

duration are more likely to be missed. This may mean missing fatal cases, cases with

short illness episodes and mild cases.

• Seasonal bias: Problem under study, for example, malnutrition, exhibits different

characteristics in different seasons of the year. For this reason, data should be collected on

the prevalence and distribution of malnutrition in a community during all seasons rather

than just at one point in time.

• Tarmac bias: Study areas are often selected because they are easily accessible by car.
• These areas are likely to be systematically different from more inaccessible areas.
• Ways to Reduce the Possibility of Bias

o Data collection tools (including written introductions for the interviewers to use with

potential respondents) should be pre-tested. If necessary, adjustments should be made

to ensure better co-operation.

o If non-response is due to absence of the subjects, follow-up of non-respondents may

be considered.

o If non-response is due to refusal to co-operate, an extra, separate study of non-

respondents may be considered in order to identify to what extent they differ from

respondents.

o Another strategy is to include additional people in the sample, so that non-respondents

who were absent during data collection can be replaced. This can only be justified if

their absence was very unlikely to be related to the topic being studied.

o The bigger the non-response rate, the more necessary it becomes to take remedial

action.

o It is important in any study to mention the non-response rate and to honestly discuss

whether and how the non-response might have influenced the results.

STEP 7: Key Points (5 minutes)

 Sampling is the process of selecting a number of study units from a defined study

population

 BIAS in sampling is a systematic error in sampling procedures which leads to a distortion

in the results of the study

STEP 8: Evaluation (5 minutes)

 What are reasons for sampling?

 What are source of bias in sampling that should be avoided?

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STEP 9: Assignment (5 minutes

Activity: Take Home Individual Assignment (05 minutes)

ASK each student to select to identify population to be studied and the sampling technique

for a research proposal being developed

ALLOCATE time for student to do the assignment and submit

REFER students to recommended reference

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References

Hardon A, Boonmongkon P, and Streefland P. et al (2001). Applied Health research,

Anthropology of health and health care, (3rd Ed) Amsterdam, The Netherlands: Het

Spinhuis Publishers

Beaglehole R, Bonita R and Kjellstrom (1993) Basic epidemiology: Geneva, Switzerland:

World Health Organization,

Kothari C.R (1985). Research Methodology – Methods and techniques, (2nd ed); New Delhi,

India; Wiley Eastern Limited

Stewart A (2001). Basic Statistics and epidemiology, A practical guide,; London, United

Kingdom: Radcliffe Medical Press,

Varkevisser, C. M, Pathmanathan, I and Brownlee, A (1991). Designing and Conducting

Health Systems Research Projects, Vol. 2 Part I: Ottawa, Canada: IDRC

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Handout 13.1: Types of sampling and when to use it

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