Antiseptics and Disinfectants – PST05103 Pharmaceutical Microbiology

NTA Level 5 • Semester 1 • PST05103

Antiseptics and Disinfectants

Pharmaceutical Microbiology • Source Session/Topic 43
Full source-text version: all educational wording from the extracted learning source is retained; only presenter/tutor metadata and web-layout noise are removed, while formatting is improved for readability.

Session 43: Antiseptics and Disinfectants

Total Session Time: 120 minutes

Pre-requisites

• Human anatomy and physiology

Students Learning Tasks

By the end of this session students are expected to be able to:

• List criteria for selection of antiseptics
• Explaincriteria for selection of disinfectants
• Identify factors affecting action of antiseptics and disinfectants
• Describe chemical groups of antiseptics and disinfectants

Resources Needed:

• Flip charts, marker pens, and masking tape
• Black/white board and chalk/whiteboard markers

SESSION OVERVIEW

|Step |Time |Activity/ |Content |

| | |Method | |

|1 |5 minutes |Presentation |Introduction, Learning Tasks |

|2 | |Presentation |General Properties of Antiseptics |

| |15 minutes | |and Disinfectants |

|3 |50 minutes |Presentation |Chemical Agents Used as |

| | | |Antiseptics and Disinfectants |

|4 |20 minutes |Presentation |Factors affecting action of |

| | | |antiseptics and disinfectants |

|5 |20 minutes | |Criteria for selection of |

| | |Presentation |antiseptics and disinfectants |

|6 |5 minutes |Presentation |Key Points |

| 7|5 minutes |Presentation |Evaluation |

SESSION CONTENTS

STEP 1: Presentation of Session Title and Learning Tasks (5 minutes)

READ or ASK students to read the learning tasks and clarify

ASK students if they have any questions before continuing

STEP 2: General Properties of Antiseptics and Disinfectants (15 minutes)

Antiseptics

• Antiseptics are chemicals that are applied to animate surfaces (skin,

mucous membranes and wounds) to kill or inhibit the growth of

microorganisms

• The ideal antiseptic has to have similar properties as an ideal

disinfectant

• But the primary importance for antiseptics is the selective toxicity

o Toxicity to microorganisms but not to human cells

• The degree of selectivity of the antiseptic agents can change

depending on the tissues they contact

• Chemical used as antiseptics have sufficiently low toxicity for host

cells that they can be used directly on skin, mucous membranes or

wounds

• Ideal Characteristics of Antiseptics

o They must have adequate antimicrobial activity

o The must not be toxic or irritating for skin

o Antiseptics are mostly used to reduce the microbial population on

the skin before surgery or on the hands to help prevent spread of

infection by this route. Antiseptics are often lower

concentrations of the agents used for disinfection

• Uses of antiseptics

o The treatment of skin infections

o Prevention of infections in cuts and wounds

o Cleaning the skin area of surgery from microorganisms

o Prophylaxis and treatment of infections in mucosal areas such as

mouth, nose and vagina that are open to environment

o As a scrub for surgeons and the medical personnel

Disinfectants

• Disinfectants are used on inanimate surfaces
• They may be the same agents used for antisepsis but at higher

concentrations

• Ideal characteristics
• Should be soluble in various solvent especially water.
• Should have high potency.
• Should be compatible with organic matters.
• Should be stable on storage.

o Effective at room temperature

o Non-corrosive and nontoxic

o Inexpensive

STEP 2: Chemical Agents Used as Antiseptics and Disinfectants (50

minutes)

• Classes of chemicals used as antiseptics and disinfectants

o Alcohols

o Acids and Esters

o Aldehydes

o Biguanides

o Halogens

o Hydrogen peroxide and peroxygen compounds

o Phenols

• Alcohols

o The aliphatic alcohols (ethanol and isopropanol) are used for

disinfection and antisepsis

o They are bactericidal against vegetative forms, including

Mycobacterium species, but are not sporicidal

o Cidal activity drops sharply below 50% concentration

o Alcohols have poor penetration of organic matter and their use is

therefore restricted to clean conditions

o They possess properties such as a cleansing action and volatility,

are able to achieve a rapid and large reduction in skin flora and

are widely used for skin preparation before injection or other

surgical procedures

o Ethanol (CH3CH2OH)

▪ Ethanol is widely used as a disinfectant and antiseptic
▪ The presence of water is essential for activity; hence 100%

ethanol is ineffective

▪ Concentrations between70% and 90% are best bactericidal and

a 70% solution is usually employed for the disinfection of

skin, clean instruments or surfaces

▪ At higher concentrations, e.g. 90%, ethanol is also active

against most viruses, including HIV

▪ Ethanol is also a used in pharmaceutical preparations and

cosmetic products as a solvent and preservative

o Isopropyl alcohol (isopropanol, CH3. CHOH.CH3)

▪ Has slightly greater bactericidal activity than ethanol but

is also about twice as toxic

▪ It is less active against viruses, particularly nonenveloped

viruses, and should be considered a limited-spectrum virucide

▪ Used at concentrations of 60–70%, it is an acceptable

alternative to ethanol for preoperative skin treatment and is

also employed as a preservative for cosmetics

• Aldehydes

o Many aldehydes have antimicrobial properties, including sporicidal

activity,

o Glutaraldehyde (CHO(CH2)3CHO)

▪ It is the most widely used for disinfection
▪ It is a highly effective biocide and it is also used as

‘chemosterilant’

▪ It has a broad spectrum of antimicrobial activity and rapid

rate of kill, most vegetative bacteria being killed within a

minute of exposure, although bacterial spores may require 3

hours or more.

▪ It is not affected significantly by organic matter
▪ The glutaraldehyde molecule possesses two aldehyde groupings

which are highly reactive and their presence is an important

component of biocidal activity

▪ At a pH of 8, biocidal activity is greatest but stability is

poor due to polymerization

▪ In contrast, acid solutions are stable but considerably less

active

▪ In practice, glutaraldehyde is generally supplied as an

acidic 2% or greater aqueous solution, which is stable on

prolonged storage

▪ This is then ‘activated’ before use by addition of a

suitable alkalizing agent to bring the pH of the solution to

its optimum for activity

▪ The activated solution will have a limited shelf-life, in

the order of 2 weeks

▪ More stable formulations of glutaraldehydes are also

available

▪ Glutaraldehyde is used mainly for the cold, liquid chemical

sterilization of medical and surgical materials that cannot be

sterilized by other methods

• Endoscopes, including arthroscopes, laparascopes,

cystoscopes and bronchoscopes may be decontaminated by

glutaraldehyde treatment

• Ortho-phthalaldehyde

o These do not require activation

o They are not irritating to the eyes or nasal passages

o Have excellent stability over the pH range 3–9

o Formaldehyde (HCHO)

▪ Can be used in either the liquid or gaseous state for

disinfection purposes

▪ In the vapour phase it is used for decontamination of

isolators, safety cabinets and rooms

▪ Formaldehyde vapour is also combined with low temperature

steam (LTSF) for the sterilization of heat-sensitive items

▪ Formaldehyde vapour is highly toxic and potentially

carcinogenic if inhaled, thus its use must be carefully

controlled

▪ The agent is not supplied as a gas but either as a solid

polymer, paraformaldehyde, or a liquid, formalin, which is a

34–38% aqueous solution

▪ The gas is liberated by heating or mixing the solid or

liquid with potassium permanganate and water

▪ Formalin, diluted 1:10 to give 4% formaldehyde may be used

for disinfecting surfaces

▪ In general solutions of either aqueous or alcoholic

formaldehyde are too irritant for routine application to skin,

while poor penetration and a tendency to polymerize on

surfaces limit its use as a disinfectant for pharmaceutical

purposes

• Biguanides

o Chlorhexidine and alexidine

o Chlorhexidine base is not readily soluble in water, therefore the

freely soluble salts, acetate, gluconate and hydrochloride are

used in formulation.

o Chlorhexidine exhibits the greatest antibacterial activity at pH

7–8 where it exists exclusively as a dication

o Activity is reduced by;

▪ Presence of nionic compounds including soap due to the

formation of insoluble salts

• The anions include bicarbonate, borate, carbonate,

chloride, citrate and phosphate with due attention being

paid to the presence of hard water

• Deionized or distilled water should be used for dilution

purposes

▪ Presence of blood, pus and other organic matter

o Chlorhexidine has widespread use, in particular as an antiseptic

o It has significant antibacterial activity, although Gram-negative

bacteria are less sensitive than Gram-positive organisms

o A concentration of 1:2000000 prevents growth of e.g. S. aureus,

whereas a 1:50000 dilution prevents growth of P. aeruginosa.

o Chlorhexidine is ineffective at ambient temperatures against

bacterial spores and M. tuberculosis

o Has limited antifungal activity

o Chlorhexidine is well tolerated and nontoxic when applied to skin

or mucous membranes and is an important preoperative antiseptic

• Halogens

o Chlorine

▪ A large number of antimicrobially active chlorine compounds

are commercially available e.g. liquid chlorine

▪ Liquid chlorine is supplied as an amber liquid by

compressing and cooling gaseous chlorine

▪ The terms liquid and gaseous chlorine refer to elemental

chlorine whereas the word ‘chlorine’ is normally used to

signify a mixture of OCl-, Cl2, HOCl and other active chlorine

compounds in aqueous solution

▪ The potency of chlorine disinfectants is expressed in terms

of parts per million (ppm) or percentage of available chlorine

(avCl)

o Hypochlorites

▪ Hypochlorites are the oldest and remain the most useful of

the chlorine disinfectants, being readily available,

inexpensive and compatible with most anionic and cationic

surface-active agents

▪ They exhibit a rapid kill against a wide spectrum of

microorganisms including fungi and viruses

▪ High levels of available chlorine will enable eradication of

acid-fast bacilli and bacterial spores

▪ They corrosive, suffer inactivation by organic matter and

can become unstable

▪ Hypochlorites are available as powders or liquids, most

frequently as the sodium or potassium salts of hypochlorous

acid (HOCl)

▪ Sodium hypochlorite exists in solution as follows:
• NaOCl + H2O ↔ HOCl + NaOH
▪ Undissociated hypochlorous acid is a strong oxidizing agent

and its potent antimicrobial activity is dependent on pH as

shown:

• HOCl ↔ H+ + OCl-
▪ At low pH the existence of HOCl is favoured over OCl-

(hypochlorite ion)

▪ The relative microbiocidal effectiveness of these forms is

of the order of 100:1. By lowering the pH of hypochlorite

solutions the antimicrobial activity increases to an optimum

at about pH 5; however, this is concurrent with a decrease in

stability of the solutions

▪ This problem may be alleviated by addition of NaOH (see

above equation) in order to maintain a high pH during storage

for stability

▪ The absence of buffer allows the pH to be lowered

sufficiently for activity on dilution to use-strength

▪ It is preferable to prepare use-dilutions of hypochlorite on

a daily basis

o Chloroform (CHCl3)

▪ Chloroform has a narrow spectrum of activity
▪ It has been used extensively as a preservative of

pharmaceuticals since the last century, although more recently

it has had limitations placed on its use

▪ Marked reductions in concentration may occur through

volatilization from products resulting in the possibility of

microbial growth

o Iodine

▪ Iodine has a wide spectrum of antimicrobial activity
▪ Gram-negative and Gram-positive organisms, bacterial spores

(on extended exposure), mycobacteria, fungi and viruses are

all susceptible

▪ The active agent is the elemental iodine molecule, I2
▪ As elemental iodine is only slightly soluble in water,

iodide ions are required for aqueous solutions such as Aqueous

Iodine Solution, BP 1988 (Lugol’s Solution) containing 5%

iodine in 10% potassium iodide solution

▪ Iodine (2.5%) may also be dissolved in ethanol (90%) and

potassium iodide (2.5%) solution to give Weak Iodine Solution,

BP 1988 (Iodine Tincture)

▪ The antimicrobial activity of iodine is less dependent than

chlorine on temperature and pH, although alkaline pH should be

avoided

▪ Iodine is also less susceptible to inactivation by organic

matter

▪ Disadvantages in the use of iodine in skin antisepsis are

staining of skin and fabrics coupled with possible sensitizing

of skin and mucous membranes

o Iodophors

▪ These are molecules that are used as carriers of iodine e.g.

povidone iodine

▪ Eliminate the disadvantages of iodine while retaining its

antimicrobial activity

▪ These carriers allowe slow release of iodine on demand from

the complex formed between iodine and the carrier molecule

• Hydrogen peroxide and peroxygen compounds

o Hydrogen peroxide and peracetic acid are high level disinfectants

due to their production of the highly reactive hydroxyl radical

o They have the added advantage that their decomposition products

are nontoxic and biodegradable

o The germicidal properties of hydrogen peroxide (H2O2) have been

known for more than a century

o It is active against protozoans e.g. acanthamoeba

o Concentrations of 3–6% are effective for general disinfection

purposes

o At high concentrations (up to 35%) and increased temperature

hydrogen peroxide is sporicidal

o Use has been made of this in vapour phase hydrogen peroxide

decontamination of equipment and enclosed spaces

o Peracetic acid (CH3COOOH) is the peroxide of acetic acid and is a

more potent biocide than hydrogen peroxide, with excellent rapid

biocidal activity against bacteria, including mycobacteria, fungi

viruses and spores

o It can be used in both the liquid and vapour phases and is active

in the presence of organic matter

o It is finding increasing use at concentrations of 0.2–0.35% as a

chemosterilant of medical equipment such as flexible endoscopes

o Its disadvantages are that

▪ it is corrosive to some metals
▪ It is also highly irritant (must be used in an enclosed

system)

o The combination of hydrogen peroxide and peracetic acid is

synergistic and is marketed as a cold sterilant for dialysis

machines

• Phenols

o Phenols are widely used as disinfectants and preservatives

o They have good antimicrobial activity and are rapidly bactericidal

but generally are not sporicidal

o Their activity is markedly diminished by dilution and is also

reduced by organic matter

o They are more active at acid pH

o The main disadvantages of phenols are their caustic effect on skin

and tissues and their systemic toxicity

o The more highly substituted phenols are less toxic and can be used

as preservatives and antiseptics

o They are less active than the simple phenolics, especially against

Gram-negative organisms

o To improve their poor aqueous solubility, phenolic disinfectants

are often formulated with soaps, synthetic detergents, and/or

solvents

o They include;

▪ soap-solubilized formulation of cresol e.g. Lysol which is a

general purpose disinfectant, it is very irritating

▪ chloroxylenol (e.g. Dettol) which is used as an antiseptic

and disinfectant

• Its antimicrobial capacity is weak and is reduced by the

presence of organic matter

• Surface-active agents

o Surface-active agents or surfactants are classified as anionic,

cationic, non-ionic or ampholytic according to the ionization of

the hydrophilic group in the molecule

o Within the various classes a range of detergent and disinfectant

activity is found

o The cationic agents used for their antimicrobial activity all fall

within the group known as the quaternary ammonium compounds (QACs)

o Benzalkonium chloride and cetrimide are employed extensively in

surgery, urology and gynaecology as aqueous and alcoholic

solutions and as creams

o The detergent properties of the QACs also provide a useful

activity, especially in hospitals, for general environmental

sanitation

|Activity: Take home Assignment (10 minutes) |

| |

|DIVIDE students in groups or individual. |

| |

|ASK the students to work on the following assignment |

| |

|Which of the agents described in this session are classified as high |

|level, intermediate level or low level disinfectants? |

| |

|ALLOCATE time for students to do the assignment and submit |

| |

|REFER students to recommended references |

STEP 3: Factors Affecting Action of Antiseptics and Disinfectants (20

minutes)

• Number and location of microorganisms

o The larger the number of contaminants the longer it takes to kill

them

o Microorganisms in areas difficulty to be accessed by chemical

agents are more difficulty to kill

• Innate resistance of microorganisms

o Spores are more resistant than vegetative forms of microorganisms

o Gram negative bacteria are more susceptible to alcohol than Gram

positive bacteria due high lipid content

• Presence of inorganic and organic matter

o Organic matter e.g. serum, blood, pus, or fecal or lubricant

material may interfere with the antimicrobial activity of agents

used for antisepsis and disinfection e.g. Chlorine and iodine are

affected by organic matter

o Inorganic matter interferes with action of these agents on the

microorganisms

• Concentration and potency of the chemical agent used

o Generally high concentration increases activity and shorten

duration of treatment

o Increase in concentration is within limits e.g. 100% ethanol is

not effective as an antiseptic

• Chemical and physical factors

o Temperature, pH, relative humidity, and water hardness

▪ The activity of most disinfectants increases as the

temperature increases, but some exceptions exist. Furthermore,

too great an increase in temperature causes the disinfectant

to degrade and weakens its germicidal activity and thus might

produce a potential health hazard

▪ An increase in pH improves the antimicrobial activity of

some disinfectants (e.g., glutaraldehyde, quaternary ammonium

compounds) but decreases the antimicrobial activity of others

(e.g., phenols, hypochlorites, and iodine). The pH influences

the antimicrobial activity by altering the disinfectant

molecule or the cell surface

▪ Relative humidity is the single most important factor

influencing the activity of gaseous disinfectants/sterilants,

such as Ethylene oxide, chlorine dioxide, and formaldehyde

▪ Water hardness (i.e., high concentration of divalent

cations) reduces the rate of kill of certain disinfectants

because divalent cations (e.g., magnesium, calcium) in the

hard water interact with the disinfectant to form insoluble

precipitates

o Duration of exposure

▪ Items must be exposed to the chemical agent for the

appropriate minimum contact time

o Biofilm

▪ Microorganisms may be protected from disinfectants by

production of thick masses of cells and extracellular

materials known as biofilm

▪ Biofilms are microbial communities that are tightly attached

to surfaces and cannot be easily removed

▪ Microbes within biofilms are resistant to disinfectants

STEP 3: Criteria for Selection of Antiseptics and Disinfectants (20

minutes)

• Choice of the most appropriate antimicrobial compound for a particular

purpose depends on:

o Properties of the chemical agent including;

▪ Concentration of chemical agent
▪ Temperature
▪ Contact time
▪ pH
▪ Formulation

o Microbiological challenge

▪ Type of microbial contaminants e.g. bacteria, spores,

viruses etc.

▪ Level of contamination (bioburden)

o Intended application

▪ Disinfection or antisepsis

o Environmental factors

▪ Clean condition (absence of organic matter)
▪ Dirty condition (presence of organic matter which may affect

activity of agent)

o Toxicity of the agent

o Cost

STEP 4: Key Points (5 minutes)

• Agents which are used to kill microorganisms in living tissues are

antiseptics

• Disinfectants are chemical agents used to kill microorganisms on

inanimate surfaces

• Various classes of chemical agents are used for antisepsis or

disinfection process

• Selection of antiseptics or disinfectants must consider a number of

factors including intended use, level of contamination and cost of the

chemical agent

STEP 5: Evaluation (5 minutes)

• What is bioburden?
• What are the classes of chemicals used for antisepsis and

disinfection?

• What is the difference between antiseptics and disinfectants?
• What are the criteria for selection of a disinfectant?

References

Hugo and Russell (2011), Pharmaceutical Microbiology 8th Edition, Willey-

Blackwel publications

Karen C. Carroll et al (2013); Jawetz, Melnick and Adelberg’s Medical

Microbiology 26th Ed. McGraw Hill Co. Inc.

Greenwood et al (2012); Medical Microbiology, 18th edition Churchill

Livingstone

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